TKG - The Karn Group SEC Rule 606 Order Routing Disclosure
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R.F. Lafferty & Co., Inc. - Held NMS Stocks and Options Order Routing Public Report

Generated on Tue Oct 31 2023 13:57:29 EDT-0400 (Eastern Daylight Time)

3rd Quarter, 2023

July 2023


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 56.13 10.83 28.77 4.27

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 33.33 33.50 31.58 35.64 20.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 31.05 33.50 28.95 24.75 46.67 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 17.38 18.27 10.53 19.80 6.67 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 8.83 4.06 13.16 13.86 26.67 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 3.13 4.06 2.63 1.98 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 2.85 4.06 5.26 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 1.99 2.03 5.26 0.99 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 1.42 0.51 2.63 2.97 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
RFL disclosure.pdf
Virtu Americas, LLC (NITE):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf

July 2023


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 21.68 22.96 50.23 5.13

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Virtu Americas, LLC (NITE) 23.74 38.26 21.11 17.58 34.40 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citadel Securities (CDRG) 17.70 20.83 16.82 16.68 18.40 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 13.14 17.23 12.88 11.86 9.60 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 12.90 8.33 11.99 14.96 16.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 12.28 2.08 19.50 14.39 2.40 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 8.54 4.55 9.30 9.89 8.80 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 7.76 6.44 6.44 8.67 10.40 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 2.34 0.76 1.25 3.76 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NADAQ Execution Services, LLC (INET) 1.56 1.33 0.72 2.21 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
R. F. Lafferty & Co., Inc. (LAFC) 0.04 0.19 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Virtu Americas, LLC (NITE):
RFL disclosure.pdf
Citadel Securities (CDRG):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf
NADAQ Execution Services, LLC (INET):
RFL disclosure.pdf
R. F. Lafferty & Co., Inc. (LAFC):
RFL disclosure.pdf

July 2023


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 10.17 22.13 63.90 3.80

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Susquehanna International Group, LLP (SUSQ) 60.20 25.18 71.57 63.37 34.62 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citadel Securities LLC (CITL) 21.76 38.49 18.51 19.92 26.92 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 11.52 21.58 6.61 10.13 36.54 0 0.0000 0 0.0000 0 0.0000 0 0.0000
DASH Financial Option ATS (LPOX) 6.51 14.75 3.31 6.58 1.92 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Susquehanna International Group, LLP (SUSQ):
RFL disclosure.pdf
Citadel Securities LLC (CITL):
RFL disclosure.pdf
Wolverine Execution Svc. (WEXX):
RFL disclosure.pdf
DASH Financial Option ATS (LPOX):
RFL disclosure.pdf

August 2023


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 41.60 10.25 41.75 6.39

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 33.73 27.14 34.78 39.15 39.53 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 22.44 28.57 27.54 16.73 11.63 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 21.84 28.57 11.59 17.79 20.93 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 11.74 8.57 7.25 14.59 20.93 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 6.39 2.14 14.49 9.61 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 2.23 1.43 4.35 1.78 6.98 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 1.34 3.21 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 0.30 0.36 0.00 0.36 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
RFL disclosure.pdf
Virtu Americas, LLC (NITE):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf

August 2023


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 18.39 24.88 50.60 6.13

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Virtu Americas, LLC (NITE) 23.21 27.42 19.10 19.71 56.21 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citadel Securities (CDRG) 20.38 20.91 20.55 20.79 14.79 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 13.53 18.93 14.29 11.11 14.20 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 11.21 10.06 8.75 13.69 4.14 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 9.32 8.28 7.73 10.97 5.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 9.14 7.50 7.87 10.82 5.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 7.69 3.55 17.78 5.16 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NADAQ Execution Services, LLC (INET) 2.90 0.79 1.90 4.52 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 2.50 2.17 2.04 3.15 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Pershing Preferred Mkt Maker (PPFD) 0.07 0.39 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
R. F. Lafferty & Co., Inc. (LAFC) 0.04 0.00 0.00 0.07 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Virtu Americas, LLC (NITE):
RFL disclosure.pdf
Citadel Securities (CDRG):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
NADAQ Execution Services, LLC (INET):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf
Pershing Preferred Mkt Maker (PPFD):
RFL disclosure.pdf
R. F. Lafferty & Co., Inc. (LAFC):
RFL disclosure.pdf

August 2023


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 10.08 24.93 61.47 3.52

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Susquehanna International Group, LLP (SUSQ) 64.30 28.03 77.20 66.36 40.59 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citadel Securities LLC (CITL) 20.05 41.87 12.17 18.77 35.64 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 9.59 17.65 7.27 8.39 23.76 0 0.0000 0 0.0000 0 0.0000 0 0.0000
DASH Financial Option ATS (LPOX) 6.07 12.46 3.36 6.47 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Susquehanna International Group, LLP (SUSQ):
RFL disclosure.pdf
Citadel Securities LLC (CITL):
RFL disclosure.pdf
Wolverine Execution Svc. (WEXX):
RFL disclosure.pdf
DASH Financial Option ATS (LPOX):
RFL disclosure.pdf

September 2023


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 51.65 12.21 30.28 5.85

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 35.62 35.96 25.00 37.82 43.48 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 25.95 32.02 37.50 15.13 4.35 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 22.39 22.66 8.33 27.73 21.74 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 8.40 4.93 14.58 11.76 8.70 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 3.31 0.99 8.33 5.88 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 1.78 0.49 2.08 0.84 17.39 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 1.53 1.97 2.08 0.84 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 1.02 0.99 2.08 0.00 4.35 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
RFL disclosure.pdf
Virtu Americas, LLC (NITE):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf

September 2023


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 18.46 28.72 47.04 5.78

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Virtu Americas, LLC (NITE) 22.84 29.21 21.83 19.11 37.82 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citadel Securities (CDRG) 16.47 18.95 15.74 16.12 15.13 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 14.58 16.84 15.40 13.74 10.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 13.36 11.58 12.01 14.88 13.45 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 10.06 2.89 11.34 13.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 9.14 8.42 8.46 8.88 16.81 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 8.16 8.95 8.63 7.75 6.72 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NADAQ Execution Services, LLC (INET) 2.96 1.58 3.72 3.41 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 2.04 1.58 2.03 2.48 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
StoneX Financial Inc (INTL) 0.15 0.00 0.51 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Pershing Preferred Mkt Maker (PPFD) 0.15 0.00 0.17 0.21 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Maxim Group LLC (MAXM) 0.10 0.00 0.17 0.10 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Virtu Americas, LLC (NITE):
RFL disclosure.pdf
Citadel Securities (CDRG):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf
NADAQ Execution Services, LLC (INET):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf
StoneX Financial Inc (INTL):
RFL disclosure.pdf
Pershing Preferred Mkt Maker (PPFD):
RFL disclosure.pdf
Maxim Group LLC (MAXM):
RFL disclosure.pdf

September 2023


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 8.35 22.34 65.32 3.99

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Susquehanna International Group, LLP (SUSQ) 62.31 26.71 81.90 61.03 48.05 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citadel Securities LLC (CITL) 22.19 37.89 9.28 24.05 31.17 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 10.06 21.74 5.57 9.44 20.78 0 0.0000 0 0.0000 0 0.0000 0 0.0000
DASH Financial Option ATS (LPOX) 5.44 13.66 3.25 5.48 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Susquehanna International Group, LLP (SUSQ):
RFL disclosure.pdf
Citadel Securities LLC (CITL):
RFL disclosure.pdf
Wolverine Execution Svc. (WEXX):
RFL disclosure.pdf
DASH Financial Option ATS (LPOX):
RFL disclosure.pdf

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