TKG - The Karn Group SEC Rule 606 Order Routing Disclosure
PDF XML

R.F. Lafferty & Co., Inc. - Held NMS Stocks and Options Order Routing Public Report

Generated on Tue Jan 30 2024 11:53:20 EST-0500 (Eastern Daylight Time)

4th Quarter, 2023

December 2023


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 36.43 15.49 46.58 1.50

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 33.76 29.33 30.34 36.93 78.57 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 19.34 26.10 15.86 15.83 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 17.84 20.23 16.55 16.74 7.14 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 13.89 8.50 20.69 16.28 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 7.91 0.59 13.79 11.93 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 3.53 8.80 0.00 0.69 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 2.14 3.81 0.69 0.92 14.29 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 0.75 0.29 2.07 0.69 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
R. F. Lafferty & Co., Inc. (LAFC) 0.64 1.76 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
StoneX Financial Inc (INTL) 0.21 0.59 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
Virtu Americas, LLC (NITE):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
R. F. Lafferty & Co., Inc. (LAFC):
RFL disclosure.pdf
StoneX Financial Inc (INTL):
RFL disclosure.pdf

December 2023


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.04 30.60 22.96 43.75 2.68

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 20.69 20.83 20.38 20.53 24.32 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 16.92 19.29 15.64 16.23 12.16 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 16.09 20.24 12.80 14.07 29.73 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 12.07 8.05 12.64 14.57 12.16 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 11.78 11.12 12.64 12.00 8.11 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 9.93 9.70 9.79 9.93 13.51 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 8.04 3.91 13.43 8.61 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 2.14 2.25 1.74 2.40 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NADAQ Execution Services, LLC (INET) 1.38 1.89 0.47 1.57 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Pershing LLC (PERX) 0.47 1.54 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
StoneX Financial Inc (INTL) 0.29 0.83 0.16 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
R. F. Lafferty & Co., Inc. (LAFC) 0.11 0.24 0.00 0.08 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Maxim Group LLC (MAXM) 0.11 0.12 0.32 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
Virtu Americas, LLC (NITE):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf
NADAQ Execution Services, LLC (INET):
RFL disclosure.pdf
Pershing LLC (PERX):
RFL disclosure.pdf
StoneX Financial Inc (INTL):
RFL disclosure.pdf
R. F. Lafferty & Co., Inc. (LAFC):
RFL disclosure.pdf
Maxim Group LLC (MAXM):
RFL disclosure.pdf

December 2023


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 8.32 22.83 64.91 3.93

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Susquehanna International Group, LLP (SUSQ) 64.18 32.11 82.61 63.65 33.98 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citadel Securities LLC (CITL) 19.24 33.94 10.37 19.65 33.01 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 10.08 19.72 4.52 10.12 21.36 0 0.0000 0 0.0000 0 0.0000 0 0.0000
DASH Financial Option ATS (LPOX) 6.49 14.22 2.51 6.59 11.65 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Susquehanna International Group, LLP (SUSQ):
RFL disclosure.pdf
Citadel Securities LLC (CITL):
RFL disclosure.pdf
Wolverine Execution Svc. (WEXX):
RFL disclosure.pdf
DASH Financial Option ATS (LPOX):
RFL disclosure.pdf

October 2023


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 42.08 9.86 36.44 11.62

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 35.39 34.73 35.71 33.33 43.94 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 21.30 21.34 10.71 21.26 30.30 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 17.78 18.41 19.64 18.36 12.12 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 10.74 9.62 7.14 12.56 12.12 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 5.99 6.28 7.14 6.76 1.52 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 4.93 4.18 8.93 6.28 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 2.11 2.09 8.93 0.97 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 1.23 2.09 1.79 0.48 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
StoneX Financial Inc (INTL) 0.35 0.84 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citation Finacial Group (CITA) 0.18 0.42 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
RFL disclosure.pdf
Virtu Americas, LLC (NITE):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf
StoneX Financial Inc (INTL):
RFL disclosure.pdf
Citation Finacial Group (CITA):
RFL disclosure.pdf

October 2023


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 20.25 28.00 47.32 4.43

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 21.73 19.13 22.90 21.44 29.17 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 15.22 18.22 13.51 15.01 14.58 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 14.85 19.36 15.82 12.57 12.50 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 11.90 15.95 12.52 10.82 1.04 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 11.30 10.48 8.40 12.87 16.67 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 10.33 6.83 12.03 10.72 11.46 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 10.24 5.92 11.70 11.01 12.50 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 2.54 1.37 1.81 3.70 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NADAQ Execution Services, LLC (INET) 1.29 1.37 0.66 1.75 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
R. F. Lafferty & Co., Inc. (LAFC) 0.23 0.68 0.16 0.10 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
GTS Securities LLC (GTSM) 0.14 0.23 0.00 0.00 2.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Maxim Group LLC (MAXM) 0.14 0.23 0.33 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
StoneX Financial Inc (INTL) 0.09 0.23 0.16 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
RFL disclosure.pdf
Virtu Americas, LLC (NITE):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf
NADAQ Execution Services, LLC (INET):
RFL disclosure.pdf
R. F. Lafferty & Co., Inc. (LAFC):
RFL disclosure.pdf
GTS Securities LLC (GTSM):
RFL disclosure.pdf
Maxim Group LLC (MAXM):
RFL disclosure.pdf
StoneX Financial Inc (INTL):
RFL disclosure.pdf

October 2023


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 6.41 21.26 69.97 2.36

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Susquehanna International Group, LLP (SUSQ) 70.38 29.08 80.56 72.21 36.54 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citadel Securities LLC (CITL) 17.86 49.65 10.26 16.88 28.85 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 8.22 9.93 6.84 7.60 34.62 0 0.0000 0 0.0000 0 0.0000 0 0.0000
DASH Financial Option ATS (LPOX) 3.54 11.35 2.35 3.31 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Susquehanna International Group, LLP (SUSQ):
RFL disclosure.pdf
Citadel Securities LLC (CITL):
RFL disclosure.pdf
Wolverine Execution Svc. (WEXX):
RFL disclosure.pdf
DASH Financial Option ATS (LPOX):
RFL disclosure.pdf

November 2023


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 48.47 11.07 35.88 4.58

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 36.83 37.80 36.21 36.70 29.17 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 16.60 16.14 10.34 18.09 25.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 15.65 17.72 10.34 15.43 8.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 13.93 12.60 29.31 9.57 25.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 6.49 4.33 10.34 8.51 4.17 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 3.82 3.94 0.00 4.26 8.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citation Finacial Group (CITA) 1.72 0.00 0.00 4.79 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 1.72 2.36 1.72 1.06 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 1.72 3.15 0.00 0.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
StoneX Financial Inc (INTL) 0.95 1.97 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NADAQ Execution Services, LLC (INET) 0.38 0.00 1.72 0.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
R. F. Lafferty & Co., Inc. (LAFC) 0.19 0.00 0.00 0.53 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
RFL disclosure.pdf
Virtu Americas, LLC (NITE):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf
Citation Finacial Group (CITA):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
StoneX Financial Inc (INTL):
RFL disclosure.pdf
NADAQ Execution Services, LLC (INET):
RFL disclosure.pdf
R. F. Lafferty & Co., Inc. (LAFC):
RFL disclosure.pdf

November 2023


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 20.31 28.43 46.06 5.19

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 20.90 20.82 21.06 20.64 22.58 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 16.96 17.94 15.32 16.45 26.61 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 14.57 17.73 14.14 13.64 12.90 0 0.0000 0 0.0000 0 0.0000 0 0.0000
RBC Capital Markets Corp (RBCD) 14.07 7.22 13.84 17.18 14.52 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 11.93 10.10 12.22 13.09 7.26 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 9.00 11.55 10.01 7.64 5.65 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 8.08 7.63 10.46 6.55 10.48 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 2.43 3.51 2.06 2.45 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NADAQ Execution Services, LLC (INET) 1.42 2.27 0.59 1.73 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
StoneX Financial Inc (INTL) 0.21 0.62 0.15 0.09 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Pershing LLC (PERX) 0.17 0.41 0.00 0.18 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citation Finacial Group (CITA) 0.08 0.00 0.00 0.18 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Maxim Group LLC (MAXM) 0.08 0.00 0.15 0.09 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
GTS Securities LLC (GTSM) 0.04 0.21 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
R. F. Lafferty & Co., Inc. (LAFC) 0.04 0.00 0.00 0.09 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
RFL disclosure.pdf
G1 Execution Services, LLC (ETMM):
RFL disclosure.pdf
Virtu Americas, LLC (NITE):
RFL disclosure.pdf
RBC Capital Markets Corp (RBCD):
RFL disclosure.pdf
Jane Street Capital, LLC (JNST):
RFL disclosure.pdf
UBS Securities LLC (UBSS):
RFL disclosure.pdf
Two Sigma Securities (SOHO):
RFL disclosure.pdf
HRT FINANCIAL LP (HRTF):
RFL disclosure.pdf
NADAQ Execution Services, LLC (INET):
RFL disclosure.pdf
StoneX Financial Inc (INTL):
RFL disclosure.pdf
Pershing LLC (PERX):
RFL disclosure.pdf
Citation Finacial Group (CITA):
RFL disclosure.pdf
Maxim Group LLC (MAXM):
RFL disclosure.pdf
GTS Securities LLC (GTSM):
RFL disclosure.pdf
R. F. Lafferty & Co., Inc. (LAFC):
RFL disclosure.pdf

November 2023


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 7.29 24.99 63.59 4.13

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Susquehanna International Group, LLP (SUSQ) 71.65 35.00 79.25 75.54 30.39 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citadel Securities LLC (CITL) 15.51 41.11 11.67 13.57 23.53 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 7.90 11.11 5.83 7.39 22.55 0 0.0000 0 0.0000 0 0.0000 0 0.0000
DASH Financial Option ATS (LPOX) 4.94 12.78 3.24 3.50 23.53 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Susquehanna International Group, LLP (SUSQ):
RFL disclosure.pdf
Citadel Securities LLC (CITL):
RFL disclosure.pdf
Wolverine Execution Svc. (WEXX):
RFL disclosure.pdf
DASH Financial Option ATS (LPOX):
RFL disclosure.pdf

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