TKG - The Karn Group SEC Rule 606 Order Routing Disclosure
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Cetera Advisors LLC - Held NMS Stocks and Options Order Routing Public Report

Generated on Fri Jul 21 2023 15:34:03 EDT-0400 (Eastern Daylight Time)

2nd Quarter, 2023

April 2023

S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 94.23 0.17 2.21 3.39

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 33.60 33.80 51.43 41.02 22.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 13.74 13.17 11.43 13.75 29.73 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 13.65 13.42 5.71 14.41 20.20 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 13.38 13.71 5.71 3.33 11.26 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 13.25 13.40 20.00 12.86 8.95 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 11.61 11.69 5.71 14.63 7.79 0 0.0000 0 0.0000 0 0.0000 0 0.0000
StoneX Financial Inc (INTL) 0.67 0.71 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 0.10 0.11 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
CA Material Aspects Disclosure Q2 2021.pdf
Two Sigma Securities (SOHO):
CA Material Aspects Disclosure Q2 2021.pdf
Virtu Americas, LLC (NITE):
CA Material Aspects Disclosure Q2 2021.pdf
G1 Execution Services, LLC (ETMM):
CA Material Aspects Disclosure Q2 2021.pdf
Jane Street Capital, LLC (JNST):
CA Material Aspects Disclosure Q2 2021.pdf
UBS Securities LLC (UBSS):
CA Material Aspects Disclosure Q2 2021.pdf
StoneX Financial Inc (INTL):
MULT_CA Material Aspects Disclosure Q2 2021.pdf
HRT FINANCIAL LP (HRTF):
MULT_CA Material Aspects Disclosure Q2 2021.pdf

April 2023

Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 94.06 0.81 2.17 2.96

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 32.58 33.09 25.30 29.98 20.27 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 16.78 17.01 15.24 10.41 14.57 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 15.07 14.65 20.73 19.11 23.79 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 14.19 13.69 16.16 16.82 27.64 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 12.06 12.32 10.37 9.84 5.61 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 9.28 9.19 12.20 13.84 8.04 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Pershing Preferred Mkt Maker (PPFD) 0.04 0.04 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
GTS Securities LLC (GTSM) 0.00 0.00 0.00 0.00 0.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
CA Material Aspects Disclosure Q2 2021.pdf
G1 Execution Services, LLC (ETMM):
CA Material Aspects Disclosure Q2 2021.pdf
Virtu Americas, LLC (NITE):
CA Material Aspects Disclosure Q2 2021.pdf
Two Sigma Securities (SOHO):
CA Material Aspects Disclosure Q2 2021.pdf
Jane Street Capital, LLC (JNST):
CA Material Aspects Disclosure Q2 2021.pdf
UBS Securities LLC (UBSS):
CA Material Aspects Disclosure Q2 2021.pdf
Pershing Preferred Mkt Maker (PPFD):
MULT_CA Material Aspects Disclosure Q2 2021.pdf
GTS Securities LLC (GTSM):
MULT_CA Material Aspects Disclosure Q2 2021.pdf

April 2023

Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 75.91 3.30 15.65 5.14

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC (CITL) 44.61 45.44 42.62 38.41 52.63 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Susquehanna International Group, LLP (SUSQ) 23.71 22.25 26.23 28.37 29.47 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 21.01 21.04 19.67 22.15 17.89 0 0.0000 0 0.0000 0 0.0000 0 0.0000
DASH Financial Option ATS (LPOX) 10.67 11.27 11.48 11.07 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities LLC (CITL):
CA Material Aspects Disclosure Q2 2021.pdf
Susquehanna International Group, LLP (SUSQ):
CA Material Aspects Disclosure Q2 2021.pdf
Wolverine Execution Svc. (WEXX):
CA Material Aspects Disclosure Q2 2021.pdf
DASH Financial Option ATS (LPOX):
CA Material Aspects Disclosure Q2 2021.pdf

May 2023

S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 91.58 0.24 2.75 5.43

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 32.92 33.07 39.29 39.78 26.65 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 14.23 14.44 8.93 13.79 11.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 13.81 13.37 14.29 16.16 20.06 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 13.23 12.60 7.14 11.41 25.04 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 12.87 13.49 12.50 3.49 7.14 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 11.65 11.63 14.29 15.37 9.95 0 0.0000 0 0.0000 0 0.0000 0 0.0000
StoneX Financial Inc (INTL) 0.69 0.75 0.00 0.00 0.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 0.61 0.65 3.57 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
CA Material Aspects Disclosure Q2 2021.pdf
Jane Street Capital, LLC (JNST):
CA Material Aspects Disclosure Q2 2021.pdf
Virtu Americas, LLC (NITE):
CA Material Aspects Disclosure Q2 2021.pdf
Two Sigma Securities (SOHO):
CA Material Aspects Disclosure Q2 2021.pdf
G1 Execution Services, LLC (ETMM):
CA Material Aspects Disclosure Q2 2021.pdf
UBS Securities LLC (UBSS):
CA Material Aspects Disclosure Q2 2021.pdf
StoneX Financial Inc (INTL):
MULT_CA Material Aspects Disclosure Q2 2021.pdf
HRT FINANCIAL LP (HRTF):
MULT_CA Material Aspects Disclosure Q2 2021.pdf

May 2023

Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 93.65 0.76 2.47 3.12

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 31.85 32.31 25.91 26.66 23.65 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 16.56 16.77 15.85 11.60 14.12 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 14.83 14.39 18.60 18.80 24.09 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 13.86 13.46 15.55 15.15 24.54 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 13.39 13.61 11.28 12.91 7.54 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 9.48 9.43 12.80 14.87 6.06 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Pershing Preferred Mkt Maker (PPFD) 0.03 0.03 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
CA Material Aspects Disclosure Q2 2021.pdf
G1 Execution Services, LLC (ETMM):
CA Material Aspects Disclosure Q2 2021.pdf
Virtu Americas, LLC (NITE):
CA Material Aspects Disclosure Q2 2021.pdf
Two Sigma Securities (SOHO):
CA Material Aspects Disclosure Q2 2021.pdf
Jane Street Capital, LLC (JNST):
CA Material Aspects Disclosure Q2 2021.pdf
UBS Securities LLC (UBSS):
CA Material Aspects Disclosure Q2 2021.pdf
Pershing Preferred Mkt Maker (PPFD):
MULT_CA Material Aspects Disclosure Q2 2021.pdf

May 2023

Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 70.21 3.38 18.87 7.54

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC (CITL) 43.08 41.64 43.94 43.21 55.78 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Susquehanna International Group, LLP (SUSQ) 23.03 19.58 19.70 30.16 38.78 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 18.26 20.23 24.24 14.95 5.44 0 0.0000 0 0.0000 0 0.0000 0 0.0000
DASH Financial Option ATS (LPOX) 15.64 18.55 12.12 11.68 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities LLC (CITL):
CA Material Aspects Disclosure Q2 2021.pdf
Susquehanna International Group, LLP (SUSQ):
CA Material Aspects Disclosure Q2 2021.pdf
Wolverine Execution Svc. (WEXX):
CA Material Aspects Disclosure Q2 2021.pdf
DASH Financial Option ATS (LPOX):
CA Material Aspects Disclosure Q2 2021.pdf

June 2023

S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 87.49 0.24 2.54 9.73

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 35.87 36.58 44.44 36.97 28.95 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 15.89 15.38 12.70 16.49 20.40 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 15.17 15.10 17.46 12.81 16.40 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 14.08 14.20 17.46 12.81 13.24 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 9.34 8.96 4.76 11.63 12.28 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 8.22 8.16 1.59 8.98 8.74 0 0.0000 0 0.0000 0 0.0000 0 0.0000
HRT FINANCIAL LP (HRTF) 0.73 0.83 0.00 0.15 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
StoneX Financial Inc (INTL) 0.70 0.79 1.59 0.15 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
CA Material Aspects Disclosure Q2 2021.pdf
Virtu Americas, LLC (NITE):
CA Material Aspects Disclosure Q2 2021.pdf
G1 Execution Services, LLC (ETMM):
CA Material Aspects Disclosure Q2 2021.pdf
Jane Street Capital, LLC (JNST):
CA Material Aspects Disclosure Q2 2021.pdf
Two Sigma Securities (SOHO):
CA Material Aspects Disclosure Q2 2021.pdf
UBS Securities LLC (UBSS):
CA Material Aspects Disclosure Q2 2021.pdf
HRT FINANCIAL LP (HRTF):
MULT_CA Material Aspects Disclosure Q2 2021.pdf
StoneX Financial Inc (INTL):
MULT_CA Material Aspects Disclosure Q2 2021.pdf

June 2023

Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 94.35 0.84 2.09 2.71

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 30.93 31.42 30.17 25.52 18.29 0 0.0000 0 0.0000 0 0.0000 0 0.0000
G1 Execution Services, LLC (ETMM) 17.55 17.36 16.79 16.49 25.02 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 15.18 14.91 15.82 18.16 22.07 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 13.66 13.42 12.90 13.15 22.75 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Jane Street Capital, LLC (JNST) 13.15 13.34 10.95 13.64 6.80 0 0.0000 0 0.0000 0 0.0000 0 0.0000
UBS Securities LLC (UBSS) 9.49 9.51 13.38 13.05 5.06 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Pershing Preferred Mkt Maker (PPFD) 0.05 0.05 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
CA Material Aspects Disclosure Q2 2021.pdf
G1 Execution Services, LLC (ETMM):
CA Material Aspects Disclosure Q2 2021.pdf
Virtu Americas, LLC (NITE):
CA Material Aspects Disclosure Q2 2021.pdf
Two Sigma Securities (SOHO):
CA Material Aspects Disclosure Q2 2021.pdf
Jane Street Capital, LLC (JNST):
CA Material Aspects Disclosure Q2 2021.pdf
UBS Securities LLC (UBSS):
CA Material Aspects Disclosure Q2 2021.pdf
Pershing Preferred Mkt Maker (PPFD):
MULT_CA Material Aspects Disclosure Q2 2021.pdf

June 2023

Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 72.69 3.99 19.71 3.62

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC (CITL) 41.89 41.17 52.87 42.33 41.77 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Susquehanna International Group, LLP (SUSQ) 23.51 21.82 18.39 26.74 45.57 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 18.42 19.23 19.54 16.28 12.66 0 0.0000 0 0.0000 0 0.0000 0 0.0000
DASH Financial Option ATS (LPOX) 16.18 17.78 9.20 14.65 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities LLC (CITL):
CA Material Aspects Disclosure Q2 2021.pdf
Susquehanna International Group, LLP (SUSQ):
CA Material Aspects Disclosure Q2 2021.pdf
Wolverine Execution Svc. (WEXX):
CA Material Aspects Disclosure Q2 2021.pdf
DASH Financial Option ATS (LPOX):
CA Material Aspects Disclosure Q2 2021.pdf
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