TKG - The Karn Group SEC Rule 606 Order Routing Disclosure
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BNY Capital Markets LLC - Held NMS Stocks and Options Order Routing Public Report

Generated on Fri Jul 30 2021 14:38:08 EDT-0400 (Eastern Daylight Time)

2nd Quarter, 2021

April 2021

S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NYSE New York Stock Exchange, Inc (NYSE) 67.30 0.00 0.00 0.00 67.30 0 0.0000 0 0.0000 0 0.0000 0 0.0000
The Nasdaq Stock Market LLC (NSDQ) 32.70 0.00 0.00 0.00 32.70 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

NYSE New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf

April 2021

Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
The Nasdaq Stock Market LLC (NSDQ) 50.17 0.00 0.00 0.00 50.17 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE New York Stock Exchange, Inc (NYSE) 42.14 0.00 0.00 0.00 42.14 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE ARCA (ARCA) 6.69 0.00 0.00 0.00 6.69 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE American (AMEX) 0.67 0.00 0.00 0.00 0.67 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Two Sigma Securities (SOHO) 0.33 0.00 0.00 0.00 0.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf
NYSE New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
NYSE ARCA (ARCA):
BKCM 606 disclosure 5-19-20.pdf
NYSE American (AMEX):
BKCM 606 disclosure 5-19-20.pdf
Two Sigma Securities (SOHO):
BKCM 606 disclosure 5-19-20.pdf

April 2021

Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 5.56 5.56 88.89 0.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC (CITL) 52.78 50.00 50.00 53.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Susquehanna International Group, LLP (SUSQ) 47.22 50.00 50.00 46.88 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities LLC (CITL):
BKCM 606 disclosure 5-19-20.pdf
Susquehanna International Group, LLP (SUSQ):
BKCM 606 disclosure 5-19-20.pdf

May 2021

S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NYSE New York Stock Exchange, Inc (NYSE) 68.48 0.00 0.00 0.00 68.48 0 0.0000 0 0.0000 0 0.0000 0 0.0000
The Nasdaq Stock Market LLC (NSDQ) 31.11 0.00 0.00 0.00 31.11 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 0.33 0.00 0.00 0.00 0.33 0 0.0000 0 0.0000 0 0.0000 0 0.0000
CBOE BZX U.S. Equities Exchange (BATS) 0.08 0.00 0.00 0.00 0.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

NYSE New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf
Virtu Americas, LLC (NITE):
BKCM 606 disclosure 5-19-20.pdf
CBOE BZX U.S. Equities Exchange (BATS):
BKCM 606 disclosure 5-19-20.pdf

May 2021

Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NYSE New York Stock Exchange, Inc (NYSE) 49.31 0.00 0.00 0.00 49.31 0 0.0000 0 0.0000 0 0.0000 0 0.0000
The Nasdaq Stock Market LLC (NSDQ) 43.55 0.00 0.00 0.00 43.55 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE ARCA (ARCA) 3.69 0.00 0.00 0.00 3.69 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 3.00 0.00 0.00 0.00 3.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE American (AMEX) 0.46 0.00 0.00 0.00 0.46 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

NYSE New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf
NYSE ARCA (ARCA):
BKCM 606 disclosure 5-19-20.pdf
Virtu Americas, LLC (NITE):
BKCM 606 disclosure 5-19-20.pdf
NYSE American (AMEX):
BKCM 606 disclosure 5-19-20.pdf

May 2021

Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 1.33 7.33 90.00 0.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC (CITL) 54.67 100.00 54.55 53.33 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Susquehanna International Group, LLP (SUSQ) 45.33 0.00 45.45 46.67 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities LLC (CITL):
BKCM 606 disclosure 5-19-20.pdf
Susquehanna International Group, LLP (SUSQ):
BKCM 606 disclosure 5-19-20.pdf

June 2021

S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NYSE New York Stock Exchange, Inc (NYSE) 65.28 0.00 0.00 0.00 65.28 0 0.0000 0 0.0000 0 0.0000 0 0.0000
The Nasdaq Stock Market LLC (NSDQ) 34.66 0.00 0.00 0.00 34.66 0 0.0000 0 0.0000 0 0.0000 0 0.0000
CBOE BZX U.S. Equities Exchange (BATS) 0.06 0.00 0.00 0.00 0.06 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

NYSE New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf
CBOE BZX U.S. Equities Exchange (BATS):
BKCM 606 disclosure 5-19-20.pdf

June 2021

Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
The Nasdaq Stock Market LLC (NSDQ) 55.53 0.00 0.00 0.00 55.53 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE New York Stock Exchange, Inc (NYSE) 42.40 0.00 0.00 0.00 42.40 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE American (AMEX) 1.60 0.00 0.00 0.00 1.60 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE ARCA (ARCA) 0.47 0.00 0.00 0.00 0.47 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf
NYSE New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
NYSE American (AMEX):
BKCM 606 disclosure 5-19-20.pdf
NYSE ARCA (ARCA):
BKCM 606 disclosure 5-19-20.pdf

June 2021

Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.65 6.49 92.86 0.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC (CITL) 57.14 100.00 60.00 56.64 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Susquehanna International Group, LLP (SUSQ) 42.86 0.00 40.00 43.36 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities LLC (CITL):
BKCM 606 disclosure 5-19-20.pdf
Susquehanna International Group, LLP (SUSQ):
BKCM 606 disclosure 5-19-20.pdf
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