TKG - The Karn Group SEC Rule 606 Order Routing Disclosure
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BNY Capital Markets LLC - Held NMS Stocks and Options Order Routing Public Report

Generated on Thu Oct 28 2021 15:42:20 EDT-0400 (Eastern Daylight Time)

3rd Quarter, 2021

July 2021


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
New York Stock Exchange, Inc (NYSE) 62.50 0.00 0.00 0.00 62.50 0 0.0000 0 0.0000 0 0.0000 0 0.0000
The Nasdaq Stock Market LLC (NSDQ) 37.50 0.00 0.00 0.00 37.50 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf

July 2021


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
The Nasdaq Stock Market LLC (NSDQ) 57.23 0.00 0.00 0.00 57.23 0 0.0000 0 0.0000 0 0.0000 0 0.0000
New York Stock Exchange, Inc (NYSE) 39.84 0.00 0.00 0.00 39.84 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE ARCA (ARCA) 2.15 0.00 0.00 0.00 2.15 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE MKT LLC (AMEX) 0.78 0.00 0.00 0.00 0.78 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf
New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
NYSE MKT LLC (AMEX):
BKCM 606 disclosure 5-19-20.pdf

July 2021


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 3.80 5.70 89.24 1.27

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC (CITL) 56.33 50.00 77.78 54.61 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Susquehanna International Group, LLP (SUSQ) 39.24 50.00 22.22 40.43 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 4.43 0.00 0.00 4.96 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities LLC (CITL):
BKCM 606 disclosure 5-19-20.pdf
Susquehanna International Group, LLP (SUSQ):
BKCM 606 disclosure 5-19-20.pdf
Wolverine Execution Svc. (WEXX):
BKCM 606 disclosure 5-19-20.pdf

August 2021


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
New York Stock Exchange, Inc (NYSE) 69.37 0.00 0.00 0.00 69.37 0 0.0000 0 0.0000 0 0.0000 0 0.0000
The Nasdaq Stock Market LLC (NSDQ) 30.63 0.00 0.00 0.00 30.63 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf

August 2021


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
The Nasdaq Stock Market LLC (NSDQ) 51.71 0.00 0.00 0.00 51.71 0 0.0000 0 0.0000 0 0.0000 0 0.0000
New York Stock Exchange, Inc (NYSE) 39.97 0.00 0.00 0.00 39.97 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE ARCA (ARCA) 6.85 0.00 0.00 0.00 6.85 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE MKT LLC (AMEX) 1.47 0.00 0.00 0.00 1.47 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf
New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
NYSE MKT LLC (AMEX):
BKCM 606 disclosure 5-19-20.pdf

August 2021


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 3.21 5.96 90.83 0.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC (CITL) 55.96 28.57 53.85 57.07 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Susquehanna International Group, LLP (SUSQ) 43.58 57.14 46.15 42.93 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 0.46 14.29 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities LLC (CITL):
BKCM 606 disclosure 5-19-20.pdf
Susquehanna International Group, LLP (SUSQ):
BKCM 606 disclosure 5-19-20.pdf
Wolverine Execution Svc. (WEXX):
BKCM 606 disclosure 5-19-20.pdf

September 2021


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
NYSE New York Stock Exchange, Inc (NYSE) 64.71 0.00 0.00 0.00 64.71 0 0.0000 0 0.0000 0 0.0000 0 0.0000
The Nasdaq Stock Market LLC (NSDQ) 35.29 0.00 0.00 0.00 35.29 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

NYSE New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf

September 2021


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 0.00 0.00 0.00 100.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
The Nasdaq Stock Market LLC (NSDQ) 57.03 0.00 0.00 0.00 57.03 0 0.0000 0 0.0000 0 0.0000 0 0.0000
New York Stock Exchange, Inc (NYSE) 37.92 0.00 0.00 0.00 37.92 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE ARCA (ARCA) 3.88 0.00 0.00 0.00 3.88 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE MKT LLC (AMEX) 1.16 0.00 0.00 0.00 1.16 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

The Nasdaq Stock Market LLC (NSDQ):
BKCM 606 disclosure 5-19-20.pdf
New York Stock Exchange, Inc (NYSE):
BKCM 606 disclosure 5-19-20.pdf
NYSE MKT LLC (AMEX):
BKCM 606 disclosure 5-19-20.pdf

September 2021


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 1.06 4.26 92.55 2.13

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities LLC (CITL) 55.85 100.00 50.00 55.75 50.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Susquehanna International Group, LLP (SUSQ) 43.62 0.00 37.50 44.25 50.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Wolverine Execution Svc. (WEXX) 0.53 0.00 12.50 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities LLC (CITL):
BKCM 606 disclosure 5-19-20.pdf
Susquehanna International Group, LLP (SUSQ):
BKCM 606 disclosure 5-19-20.pdf
Wolverine Execution Svc. (WEXX):
BKCM 606 disclosure 5-19-20.pdf

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