TKG - The Karn Group SEC Rule 606 Order Routing Disclosure

SEC Rule 606 Report - BB&T Securities LLC - 3rd Qrt, 2019

NYSE Securities

Venue Non-Directed (%) Market (%) Limit (%) Other (%) Material Aspects
Total 100.00 92.14 5.11 2.75
Citadel Securities 92.83 97.51 39.63 34.84
Virtu Americas, LLC 6.05 2.18 58.62 38.27

NYSE AMEX/Regional Securities

Venue Non-Directed (%) Market (%) Limit (%) Other (%) Material Aspects
Total 100.00 96.46 1.94 1.60
Citadel Securities 97.78 99.37 48.76 61.52

Nasdaq Securities

Venue Non-Directed (%) Market (%) Limit (%) Other (%) Material Aspects
Total 100.00 92.55 4.59 2.86
Virtu Americas, LLC 95.10 99.12 54.87 29.69

Exchange-listed Options

Venue Non-Directed (%) Market (%) Limit (%) Other (%) Material Aspects
Total 100.00 27.92 63.79 8.29
Citadel Group, Options 56.29 67.85 56.95 11.99
Pershing LLC 22.92 32.15 21.74 0.72
Nasdaq Options Market 5.24 0.00 8.20 0.00
Chicago Board Options Exchange 4.11 0.00 0.54 45.68
NASDAQ OMX PHLX 3.17 0.00 0.71 32.97