TKG - The Karn Group SEC Rule 606 Order Routing Disclosure
PDF XML

BB&T Securities LLC - Held NMS Stocks and Options Order Routing Public Report

Generated on Fri Oct 30 2020 18:23:29 EDT-0400 (Eastern Daylight Time)

3rd Quarter, 2020

September 2020


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 97.53 0.45 1.93 0.09

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 69.38 69.83 11.97 62.19 14.29 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 30.62 30.17 88.03 37.81 85.71 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

September 2020


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.01 94.03 1.62 4.23 0.12

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 67.35 69.13 11.74 50.45 15.62 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 32.65 30.87 88.26 49.55 84.38 0 0.0000 0 0.0000 0 0.0000 0 0.0000
The Nasdaq Stock Market LLC (NSDQ) 0.00 0.00 0.00 0.00 0.00 0 -3,000.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
The Nasdaq Stock Market LLC (NSDQ):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

September 2020


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 12.22 3.19 32.91 51.68

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Pershing LLC (PERT) 20.22 51.20 15.50 39.79 0.73 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citadel Group, Options (CDEL) 19.98 48.80 12.18 41.12 0.18 0 0.0000 0 0.0000 0 0.0000 0 0.0000
CBOE EDGX Options Exchange (EDGO) 11.18 0.00 7.38 1.32 20.33 0 0.0000 34 2,100.0000 10 2,100.0000 853 5,327.8402
MIAX Emerald Exchange (EMLD) 9.27 0.00 0.74 3.15 15.89 0 0.0000 -7 -5,000.0000 245 4,337.0370 359 3,331.3253
Nasdaq ISE (ISE) 8.33 0.00 0.74 0.39 15.82 0 0.0000 -6 -4,100.0000 0 0.0000 324 3,718.7858
Nasdaq PHLX (PWBE) 7.78 0.00 2.58 0.07 14.84 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE Arca Options (ARCO) 7.53 0.00 4.80 1.11 13.57 0 0.0000 -35 -5,575.0000 80 7,222.5225 356 4,271.2230
CBOE C2 Exchange (C2OX) 6.80 0.00 5.90 0.32 12.59 0 0.0000 -95 -4,300.0000 90 4,200.0000 206 3,562.0690
Chicago Board Options Exchange (CBOE) 3.26 0.00 6.64 1.18 5.14 0 0.0000 10 952.3585 10 975.0000 80 2,069.8718
Nasdaq Options Market (XNDQ) 2.49 0.00 14.02 6.22 0.00 0 0.0000 -91 -1,752.8736 482 4,633.8772 0 0.0000
Nasdaq GEMX (GMNI) 1.15 0.00 4.43 3.07 0.00 0 0.0000 -31 -4,913.8462 423 4,454.2587 0 0.0000
CBOE BZX Options Exchange (BATO) 1.00 0.00 8.12 2.25 0.00 0 0.0000 -135 -6,838.3838 301 7,654.8223 0 0.0000
MIAX Options Exchange (MIAX) 0.34 0.00 2.95 0.00 0.48 0 0.0000 6 245.0593 0 0.0000 3 2,000.0000
Nasdaq MRX (MCRY) 0.31 0.00 5.90 0.00 0.23 0 0.0000 148 2,189.0694 0 0.0000 0 0.0000
BOX Option Exchange (BOX) 0.15 0.00 2.58 0.00 0.14 0 0.0000 13 2,203.3898 0 0.0000 21 5,000.0000
MIAX PEARL (MPRL) 0.11 0.00 3.32 0.00 0.00 0 0.0000 -17 -5,328.1250 0 0.0000 0 0.0000
NYSE American Options (AMXO) 0.09 0.00 1.85 0.00 0.07 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Nasdaq BX Options (NQBX) 0.01 0.00 0.37 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Pershing LLC (PERT):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Citadel Group, Options (CDEL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE EDGX Options Exchange (EDGO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Emerald Exchange (EMLD):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq ISE (ISE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq PHLX (PWBE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca Options (ARCO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE C2 Exchange (C2OX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Chicago Board Options Exchange (CBOE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq Options Market (XNDQ):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq GEMX (GMNI):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE BZX Options Exchange (BATO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Options Exchange (MIAX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq MRX (MCRY):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
BOX Option Exchange (BOX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX PEARL (MPRL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE American Options (AMXO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq BX Options (NQBX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

July 2020


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 97.31 0.43 2.08 0.18

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 70.35 70.96 4.39 61.60 1.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 29.65 29.04 95.61 38.40 98.92 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

July 2020


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 93.81 1.80 4.11 0.29

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 67.49 69.95 4.61 43.48 4.20 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 32.51 30.05 95.39 56.52 95.80 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

July 2020


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 8.21 4.17 45.14 42.49

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Group, Options (CDEL) 24.20 49.45 13.53 43.43 0.64 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Pershing LLC (PERT) 23.17 50.55 16.76 40.79 0.36 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Nasdaq ISE (ISE) 8.72 0.00 0.59 1.78 18.61 0 0.0000 0 -164.0000 317 7,573.7470 356 3,591.6415
CBOE EDGX Options Exchange (EDGO) 8.06 0.00 5.59 0.41 17.86 0 0.0000 93 1,669.2308 8 2,100.0000 1,148 5,125.0893
Nasdaq PHLX (PWBE) 7.85 0.00 3.53 0.41 17.61 0 0.0000 15 648.9796 4 1,000.0000 185 1,550.7513
NYSE Arca Options (ARCO) 7.76 0.00 4.71 1.13 16.51 0 0.0000 -109 -7,221.0526 294 7,185.8537 417 4,284.3943
CBOE C2 Exchange (C2OX) 6.27 0.00 2.06 0.21 14.30 0 0.0000 -15 -4,300.0000 20 4,200.0000 233 3,774.3506
Chicago Board Options Exchange (CBOE) 4.76 0.00 5.59 1.41 9.06 0 0.0000 23 887.6394 11 975.0000 167 2,073.0247
Nasdaq Options Market (XNDQ) 3.64 0.00 10.88 6.96 0.00 0 0.0000 -165 -3,265.0198 641 5,052.3622 0 0.0000
MIAX Emerald Exchange (EMLD) 0.98 0.00 19.12 0.00 0.00 0 0.0000 208 4,300.0000 0 0.0000 0 0.0000
Nasdaq GEMX (GMNI) 0.95 0.00 1.47 1.99 0.00 0 0.0000 -20 -4,800.0000 130 4,290.4290 0 0.0000
Cboe BZX Options Exchange (BATO) 0.86 0.00 6.18 1.23 0.00 0 0.0000 -112 -5,439.6135 157 7,534.4498 0 0.0000
MIAX Options Exchange (MIAX) 0.82 0.00 1.76 0.00 1.71 0 0.0000 8 435.8974 0 0.0000 11 2,000.0000
NYSE American Options (AMXO) 0.65 0.00 2.06 0.03 1.25 0 0.0000 0 0.0000 0 0.0000 0 0.0000
BOX Option Exchange (BOX) 0.62 0.00 1.18 0.00 1.32 0 0.0000 3 2,000.0000 0 0.0000 7 9,875.0000
Nasdaq MRX (MCRY) 0.51 0.00 2.06 0.17 0.78 0 0.0000 34 2,293.3333 0 0.0000 0 0.0000
MIAX PEARL (MPRL) 0.17 0.00 2.94 0.03 0.00 0 0.0000 -40 -5,000.0000 2 9,500.0000 0 0.0000

Material Aspects:

Citadel Group, Options (CDEL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Pershing LLC (PERT):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq ISE (ISE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE EDGX Options Exchange (EDGO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq PHLX (PWBE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca Options (ARCO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE C2 Exchange (C2OX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Chicago Board Options Exchange (CBOE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq Options Market (XNDQ):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Emerald Exchange (EMLD):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq GEMX (GMNI):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe BZX Options Exchange (BATO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Options Exchange (MIAX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE American Options (AMXO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
BOX Option Exchange (BOX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq MRX (MCRY):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX PEARL (MPRL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

August 2020


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 96.95 0.67 2.15 0.22

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 69.87 70.71 6.61 58.35 7.21 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 30.13 29.29 93.39 41.65 92.79 0 0.0000 0 0.0000 0 0.0000 0 0.0000
INTL FCStone Securities Inc (INTL) 0.00 0.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
INTL FCStone Securities Inc (INTL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

August 2020


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.01 93.23 2.09 4.37 0.31

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 67.03 69.83 5.26 41.37 3.95 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 32.97 30.17 94.74 58.63 96.05 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

August 2020


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 7.20 4.83 43.51 44.46

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Pershing LLC (PERT) 23.39 51.04 9.57 37.78 0.83 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Citadel Group, Options (CDEL) 21.60 44.42 12.23 34.82 0.95 0 0.0000 0 0.0000 0 0.0000 0 0.0000
CBOE EDGX Options Exchange (EDGO) 9.99 0.00 5.32 0.20 25.56 0 0.0000 51 2,025.8824 21 2,100.0000 631 5,203.1301
NYSE Arca Options (ARCO) 8.09 4.54 16.22 13.90 0.00 0 0.0000 -250 -5,802.0882 529 6,679.7980 600 4,101.6393
Nasdaq PHLX (PWBE) 7.05 0.00 4.52 0.03 18.09 0 0.0000 -50 -1,534.7561 0 0.0000 159 1,272.8435
MIAX Emerald Exchange (EMLD) 6.80 0.00 1.33 1.67 15.70 0 0.0000 -31 -5,000.0000 206 4,300.0000 279 3,159.1422
Nasdaq ISE (ISE) 6.74 0.00 0.53 0.40 17.33 0 0.0000 0 0.0000 24 8,600.0000 242 3,451.5670
CBOE C2 Exchange (C2OX) 6.18 0.00 4.26 0.78 14.83 0 0.0000 -245 -4,405.3763 57 4,200.0000 155 2,961.0687
Nasdaq Options Market (XNDQ) 3.22 0.00 8.51 5.58 0.00 0 0.0000 -168 -3,172.5047 616 6,507.9114 0 0.0000
Chicago Board Options Exchange (CBOE) 2.68 0.00 6.38 0.69 5.31 0 0.0000 23 923.0469 5 975.0000 156 2,071.8254
Nasdaq GEMX (GMNI) 1.68 0.00 3.72 2.99 0.00 0 0.0000 -173 -4,810.2778 314 4,698.5075 0 0.0000
Cboe BZX Options Exchange (BATO) 0.93 0.00 7.18 1.09 0.00 0 0.0000 -182 -5,283.2370 52 6,390.2439 0 0.0000
Nasdaq MRX (MCRY) 0.64 0.00 6.12 0.03 0.80 0 0.0000 208 6,775.2443 0 0.0000 0 0.0000
MIAX Options Exchange (MIAX) 0.26 0.00 3.19 0.00 0.23 0 0.0000 3 176.1658 0 0.0000 0 2,000.0000
BOX Option Exchange (BOX) 0.23 0.00 2.39 0.03 0.23 0 0.0000 23 3,983.0508 0 0.0000 4 7,666.6667
MIAX PEARL (MPRL) 0.23 0.00 4.26 0.00 0.00 0 0.0000 -52 -5,000.0000 0 0.0000 0 0.0000
NYSE American Options (AMXO) 0.20 0.00 2.66 0.00 0.15 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Nasdaq BX Options (NQBX) 0.09 0.00 1.60 0.00 0.00 0 0.0000 0 250.0000 0 0.0000 0 0.0000

Material Aspects:

Pershing LLC (PERT):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Citadel Group, Options (CDEL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE EDGX Options Exchange (EDGO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca Options (ARCO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq PHLX (PWBE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Emerald Exchange (EMLD):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq ISE (ISE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE C2 Exchange (C2OX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq Options Market (XNDQ):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Chicago Board Options Exchange (CBOE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq GEMX (GMNI):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe BZX Options Exchange (BATO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq MRX (MCRY):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Options Exchange (MIAX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
BOX Option Exchange (BOX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX PEARL (MPRL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE American Options (AMXO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq BX Options (NQBX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

We have detected that you may be using an outdated browser that is not fully compatible with our website.