TKG - The Karn Group SEC Rule 606 Order Routing Disclosure
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BB&T Securities LLC - Held NMS Stocks and Options Order Routing Public Report

Generated on Fri Jul 31 2020 23:41:41 EDT-0400 (Eastern Daylight Time)

2nd Quarter, 2020

April 2020


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 96.83 0.38 2.68 0.11

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 71.94 72.57 7.74 61.18 1.05 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 28.06 27.43 92.26 38.82 98.95 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

April 2020


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 93.40 1.66 4.74 0.20

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 71.86 74.67 5.25 42.60 6.12 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 28.14 25.32 94.66 57.37 93.88 -6 -1.5903 0 0.0000 0 0.0000 0 0.0000
Jane Street Execution Services, LLC (JSEB) 0.00 0.00 0.08 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE New York Stock Exchange, Inc (NYSE) 0.00 0.00 0.00 0.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Jane Street Execution Services, LLC (JSEB):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE New York Stock Exchange, Inc (NYSE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

April 2020


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 7.91 3.00 37.79 51.31

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Group, Options (CDEL) 22.58 65.95 35.22 41.27 1.38 0 0.0000 0 0.0000 0 0.0000 0 0.0000
CBOE EDGX Options Exchange (EDGO) 13.88 0.00 8.96 5.77 22.28 0 0.0000 136 1,398.3607 139 2,731.2483 1,497 11,139.2857
Chicago Board Options Exchange (CBOE) 13.71 0.00 5.97 5.16 22.56 0 0.0000 -95 -2,137.3318 548 5,290.9496 843 7,060.5528
Pershing LLC (PERT) 10.11 34.05 16.12 18.34 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE Arca Options (ARCO) 9.97 0.00 4.18 1.56 18.03 0 0.0000 -49 -4,900.0000 809 14,959.8212 1,604 11,060.0965
NASDAQ ISE (ISE) 9.66 0.00 0.00 2.13 17.26 0 0.0000 0 0.0000 127 13,475.9132 1,158 8,749.2447
Nasdaq OMX PHLX (PHLX) 8.84 0.00 5.97 1.09 16.08 0 0.0000 19 510.8808 0 0.0000 693 4,025.7690
NASDAQ OMX BX (XBOS) 4.04 0.00 8.96 9.99 0.00 0 0.0000 -80 -4,844.5783 1,925 10,901.6992 0 0.0000
CBOE BZX Options Exchange (BATO) 2.58 0.00 5.37 6.39 0.00 0 0.0000 -178 -5,933.3333 1,998 14,241.6361 0 0.0000
MIAX EMERALD, LLC (EMLD) 1.70 0.00 0.00 4.50 0.00 0 0.0000 0 0.0000 857 8,591.8132 0 0.0000
ISE Gemini Exchange (GMNI) 1.15 0.00 1.79 2.89 0.00 0 0.0000 -20 -4,700.0000 499 8,240.8796 0 0.0000
MIAX Options Exchange (MIAX) 0.66 0.00 0.60 0.14 1.19 0 0.0000 0 0.0000 0 0.0000 17 4,000.0000
NYSE AMEX Options (AMXO) 0.47 0.00 0.00 0.47 0.56 0 0.0000 0 0.0000 0 2,322.5806 21 3,800.0000
BOX Options Exchange (XBOX) 0.32 0.00 0.60 0.00 0.59 0 0.0000 0 2,000.0000 0 0.0000 17 21,750.0000
LTD (LTD) 0.16 0.00 0.30 0.31 0.07 0 0.0000 0 0.0000 0 0.0000 0 0.0000
MIAX PEARL, LLC (MPRL) 0.14 0.00 4.78 0.00 0.00 0 0.0000 -133 -6,539.2157 0 0.0000 0 0.0000
ISE Mercury, LLC (MCRY) 0.04 0.00 1.19 0.00 0.00 0 0.0000 8 2,105.2632 0 0.0000 0 0.0000

Material Aspects:

Citadel Group, Options (CDEL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE EDGX Options Exchange (EDGO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Chicago Board Options Exchange (CBOE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Pershing LLC (PERT):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca Options (ARCO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ ISE (ISE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq OMX PHLX (PHLX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ OMX BX (XBOS):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE BZX Options Exchange (BATO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX EMERALD, LLC (EMLD):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
ISE Gemini Exchange (GMNI):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Options Exchange (MIAX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE AMEX Options (AMXO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
BOX Options Exchange (XBOX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
LTD (LTD):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX PEARL, LLC (MPRL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
ISE Mercury, LLC (MCRY):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

May 2020


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 96.12 0.56 3.10 0.23

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 71.79 72.60 9.35 63.03 0.88 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 28.21 27.40 90.65 36.97 99.12 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

May 2020


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 92.87 1.76 5.12 0.25

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 69.20 71.70 5.95 49.06 0.83 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 30.79 28.30 94.05 50.94 99.17 0 0.0000 0 0.0000 0 0.0000 0 0.0000
OPEX (OPEX) 0.00 0.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Nasdaq Options Market (NSDQ) 0.00 0.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
OPEX (OPEX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq Options Market (NSDQ):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

May 2020


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 6.60 3.86 34.87 54.67

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Group, Options (CDEL) 16.08 53.34 20.44 32.94 0.53 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Pershing LLC (PERT) 15.97 46.66 20.19 34.61 0.09 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Chicago Board Options Exchange (CBOE) 14.68 0.00 7.30 4.52 23.37 0 0.0000 -1 -50.1295 106 4,386.8391 799 6,767.9509
CBOE EDGX Options Exchange (EDGO) 12.58 0.00 13.14 2.31 20.53 0 0.0000 353 1,664.9718 135 4,194.4161 1,848 10,652.5648
NYSE Arca Options (ARCO) 10.89 0.00 1.95 1.45 19.12 0 0.0000 -7 -6,100.0000 51,150 1,498,813.2564 1,310 9,716.0860
NASDAQ ISE (ISE) 10.59 0.00 0.49 3.07 17.31 0 0.0000 0 0.0000 1,018 17,183.4551 1,344 7,261.4803
Nasdaq OMX PHLX (PHLX) 9.67 0.00 7.30 0.05 17.07 0 0.0000 32 522.8758 0 0.0000 461 3,322.8222
NASDAQ OMX BX (XBOS) 3.38 0.00 6.81 8.93 0.00 0 0.0000 -197 -5,003.5533 1,829 15,097.3045 0 0.0000
CBOE BZX Options Exchange (BATO) 2.65 0.00 7.30 6.78 0.00 0 0.0000 -79 -5,326.6667 1,778 13,073.8241 0 0.0000
ISE Gemini Exchange (GMNI) 1.03 0.00 1.46 2.80 0.00 0 0.0000 -35 -4,800.0000 339 9,760.5893 0 0.0000
MIAX EMERALD, LLC (EMLD) 0.75 0.00 0.97 2.05 0.00 0 0.0000 120 7,921.0526 63 8,556.0635 0 0.0000
MIAX Options Exchange (MIAX) 0.64 0.00 3.41 0.43 0.65 0 0.0000 7 390.0000 0 0.0000 2 4,000.0000
BOX Options Exchange (XBOX) 0.43 0.00 2.43 0.05 0.58 0 0.0000 34 3,245.2830 0 0.0000 7 12,666.6667
NYSE AMEX Options (AMXO) 0.34 0.00 1.95 0.00 0.48 0 0.0000 7 1,200.0000 0 0.0000 2 3,800.0000
LTD (LTD) 0.15 0.00 0.00 0.00 0.27 0 0.0000 0 0.0000 0 0.0000 0 0.0000
MIAX PEARL, LLC (MPRL) 0.11 0.00 2.92 0.00 0.00 0 0.0000 -44 -5,079.5455 0 0.0000 0 0.0000
ISE Mercury, LLC (MCRY) 0.08 0.00 1.95 0.00 0.00 0 0.0000 98 1,294.7368 0 0.0000 0 0.0000

Material Aspects:

Citadel Group, Options (CDEL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Pershing LLC (PERT):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Chicago Board Options Exchange (CBOE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE EDGX Options Exchange (EDGO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca Options (ARCO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ ISE (ISE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq OMX PHLX (PHLX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ OMX BX (XBOS):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE BZX Options Exchange (BATO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
ISE Gemini Exchange (GMNI):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX EMERALD, LLC (EMLD):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Options Exchange (MIAX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
BOX Options Exchange (XBOX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE AMEX Options (AMXO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
LTD (LTD):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX PEARL, LLC (MPRL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
ISE Mercury, LLC (MCRY):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

June 2020


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 96.22 0.60 2.82 0.36

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 69.91 70.85 5.66 59.62 3.66 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 30.09 29.15 94.34 40.25 96.34 0 0.0000 0 0.0000 0 0.0000 0 0.0000
OPEX (OPEX) 0.00 0.00 0.00 0.13 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE New York Stock Exchange, Inc (NYSE) 0.00 0.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
OPEX (OPEX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE New York Stock Exchange, Inc (NYSE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

June 2020


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 92.99 2.00 4.72 0.30

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 67.67 70.30 5.92 46.22 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 32.09 29.45 93.78 53.70 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NY (NY) 0.19 0.21 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
OPEX (OPEX) 0.03 0.03 0.00 0.09 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
OTHR (OTHR) 0.01 0.00 0.30 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
INTL FCStone Securities Inc (INTL) 0.00 0.00 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Nasdaq Options Market (NSDQ) 0.00 0.00 0.00 0.00 0.00 0 -30.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NY (NY):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
OPEX (OPEX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
OTHR (OTHR):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
INTL FCStone Securities Inc (INTL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq Options Market (NSDQ):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

June 2020


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 11.65 4.95 33.49 49.91

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Group, Options (CDEL) 20.12 51.92 21.13 37.70 0.80 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Pershing LLC (PERT) 18.09 48.08 20.12 34.19 0.08 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Chicago Board Options Exchange (CBOE) 12.60 0.00 9.66 2.91 22.33 0 0.0000 -36 -1,164.5161 112 6,048.0349 434 7,684.8057
CBOE EDGX Options Exchange (EDGO) 11.66 0.00 6.44 1.72 21.57 0 0.0000 228 1,545.6757 60 4,191.4998 1,057 11,656.2293
NYSE Arca Options (ARCO) 9.37 0.00 4.02 1.13 17.62 0 0.0000 -189 -7,528.5714 90 12,757.4097 401 9,801.9512
NASDAQ ISE (ISE) 9.01 0.00 2.41 0.12 17.74 0 0.0000 -81 -3,723.8532 5 17,086.0927 507 7,314.1210
Nasdaq OMX PHLX (PHLX) 8.26 0.00 4.02 0.06 16.11 0 0.0000 31 822.9167 0 0.0000 401 3,466.9543
NASDAQ OMX BX (XBOS) 3.90 0.00 8.05 10.46 0.00 0 0.0000 -230 -5,106.1947 1,541 9,602.4312 0 0.0000
CBOE BZX Options Exchange (BATO) 2.55 0.00 8.05 6.42 0.00 0 0.0000 -187 -6,414.3836 1,565 14,836.4105 0 0.0000
MIAX EMERALD, LLC (EMLD) 0.94 0.00 0.00 2.79 0.00 0 0.0000 0 0.0000 211 8,583.6004 0 0.0000
ISE Gemini Exchange (GMNI) 0.92 0.00 1.61 2.50 0.00 0 0.0000 -21 -4,800.0000 303 9,120.9915 0 0.0000
MIAX Options Exchange (MIAX) 0.90 0.00 2.82 0.00 1.52 0 0.0000 7 395.6044 0 0.0000 14 4,000.0000
BOX Options Exchange (XBOX) 0.82 0.00 1.61 0.00 1.48 0 0.0000 56 4,238.8060 0 0.0000 135 16,753.0864
NYSE AMEX Options (AMXO) 0.48 0.00 2.01 0.00 0.76 0 0.0000 0 0.0000 0 0.0000 0 0.0000
MIAX PEARL, LLC (MPRL) 0.20 0.00 4.02 0.00 0.00 0 0.0000 -261 -4,886.1940 0 0.0000 0 0.0000
ISE Mercury, LLC (MCRY) 0.20 0.00 4.02 0.00 0.00 0 0.0000 27 298.2456 0 0.0000 0 0.0000

Material Aspects:

Citadel Group, Options (CDEL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Pershing LLC (PERT):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Chicago Board Options Exchange (CBOE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE EDGX Options Exchange (EDGO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca Options (ARCO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ ISE (ISE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq OMX PHLX (PHLX):
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NASDAQ OMX BX (XBOS):
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CBOE BZX Options Exchange (BATO):
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MIAX EMERALD, LLC (EMLD):
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ISE Gemini Exchange (GMNI):
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MIAX Options Exchange (MIAX):
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BOX Options Exchange (XBOX):
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NYSE AMEX Options (AMXO):
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MIAX PEARL, LLC (MPRL):
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ISE Mercury, LLC (MCRY):
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