TKG - The Karn Group SEC Rule 606 Order Routing Disclosure
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BB&T Securities LLC - Held NMS Stocks and Options Order Routing Public Report

Generated on Fri Apr 30 2021 16:34:08 EDT-0400 (Eastern Daylight Time)

1st Quarter, 2021

March 2021


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 100.00 0.00 0.00 0.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 76.12 76.12 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 23.88 23.88 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

March 2021


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 100.00 0.00 0.00 0.00

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 77.20 77.20 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 22.80 22.80 0.00 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

January 0001


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)

Material Aspects:


January 2021


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 98.17 0.40 1.34 0.09

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 69.13 69.69 4.76 51.93 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 30.87 30.31 95.24 48.07 100.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

January 2021


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 94.45 1.75 3.66 0.13

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 68.72 70.72 8.84 47.88 14.12 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 31.28 29.28 91.16 52.12 85.88 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

January 2021


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 12.62 2.03 35.50 49.86

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Group, Options (CDEL) 42.28 100.00 32.84 81.63 0.04 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Cboe EDGX Options Exchange (EDGO) 11.29 0.00 3.92 1.20 21.64 0 0.0000 30 1,883.9500 58 2,097.4700 727 5,327.2500
MIAX Emerald Exchange (EMLD) 10.13 0.00 0.49 2.69 18.38 0 0.0000 7 1,510.0000 195 4,290.5700 187 2,644.0700
NYSE Arca Options (ARCO) 7.85 0.00 6.37 1.18 14.66 0 0.0000 -89 -7,721.5500 486 7,116.2300 248 4,954.4900
Nasdaq ISE (ISE) 7.57 0.00 1.47 1.15 14.30 0 0.0000 0 -328.0000 47 8,600.0000 253 3,757.0400
Nasdaq PHLX (XPHL) 7.41 0.00 1.47 0.20 14.66 0 0.0000 0 0.0000 0 0.0000 0 0.0000
CBOE C2 Exchange (C2OX) 5.85 0.00 4.90 0.67 11.05 0 0.0000 -30 -2,630.1700 62 2,891.1600 147 3,509.5200
Chicago Board Options Exchange (CBOE) 2.93 0.00 4.41 1.20 4.85 0 0.0000 -2 -1,025.0000 8 630.8800 27 2,075.0000
Nasdaq Options Market (XNDQ) 1.92 0.00 10.78 4.79 0.00 0 0.0000 -156 -4,421.8100 229 4,664.9700 0 0.0000
Cboe BZX Options Exchange (BATO) 1.54 0.00 8.82 3.84 0.00 0 0.0000 -146 -3,463.3600 278 5,934.0400 0 0.0000
Nasdaq GEMX (GMNI) 0.46 0.00 0.49 1.26 0.00 0 0.0000 -7 -4,800.0000 115 3,611.2100 0 0.0000
Nasdaq MRX (MCRY) 0.28 0.00 8.33 0.06 0.18 0 0.0000 228 2,802.4500 1 2,666.6700 0 0.0000
BOX Exchange (BOX) 0.15 0.00 5.39 0.00 0.08 0 0.0000 19 2,375.0000 0 0.0000 0 0.0000
NYSE American Options (AMXO) 0.11 0.00 2.94 0.00 0.10 0 0.0000 0 0.0000 0 0.0000 0 0.0000
MIAX PEARL (MPRL) 0.10 0.00 3.92 0.06 0.00 0 0.0000 -8 -1,869.5700 0 0.0000 0 0.0000
MIAX Options Exchange (MIAX) 0.08 0.00 1.96 0.00 0.08 0 0.0000 5 1,000.0000 0 0.0000 0 0.0000
Pershing LLC (PERT) 0.03 0.00 0.00 0.08 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Nasdaq BX Options (NQBX) 0.03 0.00 1.47 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Group, Options (CDEL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX Options Exchange (EDGO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Emerald Exchange (EMLD):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca Options (ARCO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq ISE (ISE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq PHLX (XPHL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE C2 Exchange (C2OX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Chicago Board Options Exchange (CBOE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq Options Market (XNDQ):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe BZX Options Exchange (BATO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq GEMX (GMNI):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq MRX (MCRY):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
BOX Exchange (BOX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE American Options (AMXO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX PEARL (MPRL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Options Exchange (MIAX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Pershing LLC (PERT):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq BX Options (NQBX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

February 2021


S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 98.15 0.41 1.34 0.10

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 70.45 71.08 1.52 50.69 3.03 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 29.55 28.92 98.48 49.31 96.97 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

February 2021


Non-S&P 500 Stocks

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 94.06 1.79 4.00 0.16

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Securities (CDRG) 68.28 70.25 9.31 50.99 1.79 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Virtu Americas, LLC (NITE) 31.72 29.75 90.69 49.01 98.21 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Securities (CDRG):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Virtu Americas, LLC (NITE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

February 2021


Option Contracts

Summary

Non-Directed Orders as % of All Orders Market Orders as % of Non-Directed Orders Marketable Limit Orders as % of Non-Directed Orders Non-Marketable Limit Orders as % of Non-Directed Orders Other Orders as % of Non-Directed Orders
100.00 4.86 2.61 31.51 61.16

Venues

Venue - Non-directed Order Flow Non-Directed Orders (%) Market Orders (%) Marketable Limit Orders (%) Non-Marketable Limit Orders (%) Other Orders (%) Net Payment Paid/Received for Market Orders(USD) Net Payment Paid/Received for Market Orders(cents per hundred shares) Net Payment Paid/Received for Marketable Limit Orders(USD) Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Non-Marketable Limit Orders(USD) Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) Net Payment Paid/Received for Other Orders(USD) Net Payment Paid/Received for Other Orders(cents per hundred shares)
Citadel Group, Options (CDEL) 30.81 100.00 16.32 81.01 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000
Cboe EDGX Options Exchange (EDGO) 11.82 0.00 7.89 0.48 18.73 0 0.0000 34 2,058.0800 2 2,100.0000 941 7,470.1600
MIAX Emerald Exchange (EMLD) 10.21 0.00 2.63 1.57 15.77 0 0.0000 -12 -5,140.0000 215 4,300.0000 343 3,137.7700
Nasdaq ISE (ISE) 9.85 0.00 1.05 1.44 15.55 0 0.0000 -9 -2,200.0000 116 8,600.0000 493 4,170.6100
Nasdaq PHLX (XPHL) 9.21 0.00 4.21 0.04 14.85 0 0.0000 0 0.0000 0 0.0000 0 0.0000
NYSE Arca Options (ARCO) 8.10 0.00 5.26 0.65 12.68 0 0.0000 -43 -6,050.0000 75 7,500.0000 264 5,843.3600
CBOE C2 Exchange (C2OX) 7.59 0.00 4.74 0.70 11.85 0 0.0000 -70 -5,790.1600 16 4,200.0000 267 5,028.5700
Chicago Board Options Exchange (CBOE) 7.12 0.00 5.79 2.05 10.34 0 0.0000 14 975.0000 29 975.0000 70 2,075.0000
Cboe BZX Options Exchange (BATO) 1.91 0.00 5.26 5.62 0.00 0 0.0000 -97 -8,120.8300 1,534 8,500.0000 0 0.0000
Nasdaq Options Market (XNDQ) 1.70 0.00 9.47 4.62 0.00 0 0.0000 -201 -5,238.8000 504 5,024.9300 0 0.0000
Nasdaq GEMX (GMNI) 0.64 0.00 3.16 1.79 0.00 0 0.0000 -30 -5,460.7100 324 6,116.7600 0 0.0000
Nasdaq MRX (MCRY) 0.30 0.00 9.47 0.00 0.09 0 0.0000 159 2,547.9200 0 0.0000 42 2,579.2700
BOX Exchange (BOX) 0.26 0.00 8.95 0.00 0.04 0 0.0000 89 3,833.3300 0 0.0000 0 0.0000
NYSE American Options (AMXO) 0.18 0.00 5.79 0.00 0.04 0 0.0000 0 0.0000 0 0.0000 0 0.0000
MIAX Options Exchange (MIAX) 0.14 0.00 4.21 0.00 0.04 0 0.0000 0 0.0000 0 0.0000 0 2,000.0000
MIAX PEARL (MPRL) 0.10 0.00 3.68 0.00 0.00 0 0.0000 -19 -2,954.5500 0 0.0000 0 0.0000
Nasdaq BX Options (NQBX) 0.05 0.00 2.11 0.00 0.00 0 0.0000 21 4,000.0000 0 0.0000 0 0.0000
Pershing LLC (PERT) 0.01 0.00 0.00 0.04 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000

Material Aspects:

Citadel Group, Options (CDEL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX Options Exchange (EDGO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Emerald Exchange (EMLD):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq ISE (ISE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq PHLX (XPHL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca Options (ARCO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
CBOE C2 Exchange (C2OX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Chicago Board Options Exchange (CBOE):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe BZX Options Exchange (BATO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq Options Market (XNDQ):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq GEMX (GMNI):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq MRX (MCRY):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
BOX Exchange (BOX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE American Options (AMXO):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX Options Exchange (MIAX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MIAX PEARL (MPRL):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Nasdaq BX Options (NQBX):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Pershing LLC (PERT):
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]

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